Loading...
The URL can be used to link to this page
Your browser does not support the video tag.
Home
My WebLink
About
Covered Device Act Regular Session 2009-2010 House Bill 708 P.N. 4465
4/6/2011Regular Session 2009-2010 House Bill … 6(1$7($0(1'(' 35,17(5 612 35,2535,17(5 6126 7+(*(1(5$/$66(0%/<2)3(116</9$1,$ +286(%,// 6HVVLRQRI 1R ,1752'8&('%<52667+20$6$5*$//&$552//&/<0(5&5(,*+721 'H3$648$/()/(&.*(25*(*,%%216+(66-26(3+60$1'(5,120$11 0F*((+$10(/,20,//(50,/1(085702 %5,(12 1(,//35(6721 48,115(,&+/(<6&$9(//26,37527+6211(<67(5198/$.29,&+ :$16$&=:$7621+28*+721)5((0$1%5,**6%5$')25')5$1.(/ 060,7+0F,/9$,1(60,7+*(5%(5$1'.257=0$5&+ $6$0(1'('217+,5'&216,'(5$7,21,16(1$7(2&72%(5 $1$&7 (VWDEOLVKLQJDUHF\FOLQJSURJUDPIRUFHUWDLQFRYHUHGGHYLFHV LPSRVLQJGXWLHVRQPDQXIDFWXUHUVDQGUHWDLOHUVRIFHUWDLQ FRYHUHGGHYLFHVSURYLGLQJIRUWKHSRZHUVDQGGXWLHVRIWKH 'HSDUWPHQWRI(QYLURQPHQWDO3URWHFWLRQDQGIRUHQIRUFHPHQW HVWDEOLVKLQJWKH(OHFWURQLF0DWHULDOV5HF\FOLQJ$FFRXQWLQ WKH*HQHUDO)XQGDQGSUHVFULELQJSHQDOWLHV 7$%/(2)&217(176 &KDSWHU3UHOLPLQDU\3URYLVLRQV 6HFWLRQ6KRUWWLWOH 6HFWLRQ'HILQLWLRQV &KDSWHU'XWLHVRI0DQXIDFWXUHUVDQG5HWDLOHUV 6HFWLRQ$SSOLFDELOLW\ 6HFWLRQ6DOHVSURKLELWLRQ 6HFWLRQ/DEHOLQJUHTXLUHPHQW 6HFWLRQ5HJLVWUDWLRQ 6HFWLRQ0DQXIDFWXUHUSODQDQGUHSRUWLQJ 6HFWLRQ5HWDLOHUUHVSRQVLELOLW\ &KDSWHU$GPLQLVWUDWLRQ 6HFWLRQ'XWLHVRIGHSDUWPHQW 6HFWLRQ$QQXDOUHSRUW 6HFWLRQ$GGLWLRQDOGXWLHV 6HFWLRQ)HHVIRUFROOHFWLRQRUUHF\FOLQJRIFRYHUHG www.legis.state.pa.us/…/btCheck.cfm?tx…1/20 4/6/2011Regular Session 2009-2010 House Bill …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www.legis.state.pa.us/…/btCheck.cfm?tx…2/20 4/6/2011Regular Session 2009-2010 House Bill …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www.legis.state.pa.us/…/btCheck.cfm?tx…3/20 4/6/2011Regular Session 2009-2010 House Bill …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www.legis.state.pa.us/…/btCheck.cfm?tx…4/20 4/6/2011Regular Session 2009-2010 House Bill …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www.legis.state.pa.us/…/btCheck.cfm?tx…5/20 4/6/2011Regular Session 2009-2010 House Bill …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www.legis.state.pa.us/…/btCheck.cfm?tx…6/20 4/6/2011Regular Session 2009-2010 House Bill …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www.legis.state.pa.us/…/btCheck.cfm?tx…7/20 4/6/2011Regular Session 2009-2010 House Bill …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www.legis.state.pa.us/…/btCheck.cfm?tx…8/20 4/6/2011Regular Session 2009-2010 House Bill …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www.legis.state.pa.us/…/btCheck.cfm?tx…9/20 4/6/2011Regular Session 2009-2010 House Bill …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www.legis.state.pa.us/…/btCheck.cfm?tx…10/20 4/6/2011Regular Session 2009-2010 House Bill …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www.legis.state.pa.us/…/btCheck.cfm?tx…11/20 4/6/2011Regular Session 2009-2010 House Bill … &21'8&76,762:1&2//(&7,2175$163257$7,21$1'5(&<&/,1* 352*5$0)25&29(5(''(9,&(67+(0$18)$&785(525*52832) 0$18)$&785(566+$//68%0,7$5(3257727+('(3$570(17 $118$//<%<-$18$5<%(*,11,1*7+(<($5$)7(57+(352*5$0 ,6,1,7,$7('7+(5(32576+$//&216,672)7+(727$/:(,*+72) &29(5(''(9,&(6&2//(&7(')520&21680(56,17+,6&20021:($/7+ %<7+(0$18)$&785(525*52832)0$18)$&785(56'85,1*7+( 35(9,286<($5$1''2&80(17$7,219(5,)<,1*&2//(&7,21$1' 5(&<&/,1*2)7+('(9,&(6 ' 6$/(6'$7$1$7,21$/6$/(6'$7$68%0,77('%<$ 0$18)$&785(5727+('(3$570(1772)8/),//,762%/,*$7,21681'(5 7+,6$&76+$//%((;(037)520',6&/2685(81'(57+(3529,6,2162) 7+($&72))(%58$5<3/12 .12:1$67+(5,*+7 72.12:/$:$1'6+$//127%(',6&/26('%<7+('(3$570(1781/(66 27+(5:,6(5(48,5('%</$:25&285725'(5 F ( $SSURYDORISODQ 7KHGHSDUWPHQWVKDOOUHYLHZDSODQVXEPLWWHGWRLW XQGHUVXEVHFWLRQD DQGZLWKLQGD\VRIUHFHLSWRIWKH SODQGHWHUPLQHZKHWKHUWKHSODQFRPSOLHVZLWKWKHSURYLVLRQV RIWKLVDFW ,IWKHGHSDUWPHQWDSSURYHVWKHSODQWKHGHSDUWPHQW VKDOOQRWLI\WKHPDQXIDFWXUHURUJURXSRIPDQXIDFWXUHUV,I WKHGHSDUWPHQWUHMHFWVWKHSODQLQZKROHRULQSDUWWKH GHSDUWPHQWVKDOOQRWLI\WKHPDQXIDFWXUHURUJURXSRI +%31 PDQXIDFWXUHUVDQGSURYLGHWKHUHDVRQVIRUWKHSODQ V UHMHFWLRQ5HMHFWLRQRIDSODQVKDOOEHEDVHGRQWKHSODQ V IDLOXUHWRSURYLGHWKHLQIRUPDWLRQUHTXLUHGE\VXEVHFWLRQ E :LWKLQGD\VDIWHUUHFHLSWRIWKHGHSDUWPHQW V UHMHFWLRQWKHPDQXIDFWXUHURUJURXSRIPDQXIDFWXUHUVPD\ UHYLVHDQGUHVXEPLWWKHSODQWRWKHGHSDUWPHQWIRUDSSURYDO G ) (IIHFWRIIDLOXUHWRFRPSO\ZLWKDSSURYDO$33529(' SODQ L ,IWKHWRWDOZHLJKWLQSRXQGVRIFRYHUHG www.legis.state.pa.us/…/btCheck.cfm?tx…12/20 4/6/2011Regular Session 2009-2010 House Bill …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www.legis.state.pa.us/…/btCheck.cfm?tx…13/20 4/6/2011Regular Session 2009-2010 House Bill …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www.legis.state.pa.us/…/btCheck.cfm?tx…14/20 4/6/2011Regular Session 2009-2010 House Bill …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www.legis.state.pa.us/…/btCheck.cfm?tx…15/20 4/6/2011Regular Session 2009-2010 House Bill …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www.legis.state.pa.us/…/btCheck.cfm?tx…16/20 4/6/2011Regular Session 2009-2010 House Bill …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www.legis.state.pa.us/…/btCheck.cfm?tx…17/20 4/6/2011Regular Session 2009-2010 House Bill …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www.legis.state.pa.us/…/btCheck.cfm?tx…18/20 4/6/2011Regular Session 2009-2010 House Bill …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www.legis.state.pa.us/…/btCheck.cfm?tx…19/20 4/6/2011Regular Session 2009-2010 House Bill …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www.legis.state.pa.us/…/btCheck.cfm?tx…20/20